Investment Industry Regulatory Organization of Canada

Results: 695



#Item
451Investment / High-frequency trading / Algorithmic trading / Flash Crash / Direct market access / Trading strategy / Canadian securities regulation / Electronic trading platform / Stock market / Financial markets / Financial economics / Finance

October 15, 2012 Naomi Solomon Senior Policy Counsel, Market Regulation Policy Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West Toronto, ON M5H 3T9

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:13:04
452Business / Securities / Financial markets / Short selling / Investment Industry Regulatory Organization of Canada / Short / Exempt market dealer / Canadian Investor Protection Fund / Financial economics / Finance / Financial regulation

July 11, 2011 Sherry Tabesh-Ndreka, Senior Policy Counsel Investment Industry Regulatory Organization of Canada 121 King Street West, Suite 1600 Toronto, ON M5H 3T9 Delivered via e-mail to: [removed]

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:13:00
453Universal Market Integrity Rules / TMX Group / TSX Venture Exchange / Investment Industry Regulatory Organization of Canada / Financial regulation / CNSX / Securities Commission / U.S. Securities and Exchange Commission / Economy of Canada / Canada / Self-regulatory organizations

145 King St. West Suite 900 P.O. Box 939 Toronto ON Canada M5H 1J8 T[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-03-09 09:27:37
454Finance / Self-regulatory organizations / Central Securities Depositories / Canadian law / Canadian securities regulation / Straight-through processing / U.S. Securities and Exchange Commission / Investment Industry Regulatory Organization of Canada / Security / Securities / Financial economics / Financial system

I Association 85 Richmond St. W. Toronto, Ontario M5H 2C9

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Source URL: www.sec.gov

Language: English - Date: 2004-06-18 14:55:50
455Securities / Canadian securities regulation / Porter Airlines / Regulation / Financial system / Law / Financial economics / Financial regulation / Self-regulatory organizations / Investment Industry Regulatory Organization of Canada

Information Circular Regarding the Special Meeting of IDA Member firms to consider the proposed combination of the Association and Market Regulation Services Inc. in a new selfregulatory organization

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Source URL: www.iiroc.ca

Language: English - Date: 2012-01-10 17:39:39
456Finance / Financial markets / Securities / Ontario Securities Commission / British Columbia Securities Commission / Securities Commission / Autorité des marchés financiers / Investment Industry Regulatory Organization of Canada / Short / Financial economics / Financial system / Financial regulation

May 30, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Ontario Securities Commission

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:11:29
457Business / Finance / Financial adviser / Personal finance / Financial planner / Financial planning / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Certified Financial Planner / Financial economics / Investment / Professional certification in finance

Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed]F[removed]

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Source URL: www.advocis.ca

Language: English - Date: 2008-09-09 07:41:14
458Securities / Financial services / Exempt market dealer / Canadian securities regulation / Collective investment scheme / Investment Industry Regulatory Organization of Canada / Canadian Investment Manager / Financial economics / Investment / Finance

April 10, 2014 Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West Toronto, ON M5H 3T9

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Source URL: faircanada.ca

Language: English - Date: 2014-04-10 14:17:52
459Securities / Financial system / Finance / Constitutional amendment / Securities Act / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada

IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and - Relief from Certain CRM2 Requirements Prescribed by NI[removed]for IIROC Members

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Source URL: www.justice.gov.nt.ca

Language: English - Date: 2014-05-30 15:49:41
460Investment / Dark liquidity / Order / Market liquidity / Bid–offer spread / Universal Market Integrity Rules / Short / Canadian securities regulation / Financial markets / Financial economics / Finance

October 26th, 2011 James E. Twiss Vice President, Market Regulation Policy Investment Industry Regulatory Organization of Canada Suite 900, 145 King Street West Toronto, Ontario M5H 1J8

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:10:43
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